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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Class A Units | (7) | 01/01/2022 | J(2) | 500,000 | (7) | (7) | Class A Common Stock | 500,000 | $ 24.97 | 500,000 | I | The Stacey Allara Family Legacy Trust dtd December 20, 2021 (3) | |||
Class A Units | (7) | 01/01/2022 | J(2) | 500,000 | (7) | (7) | Class A Common Stock | 500,000 | $ 24.97 | 500,000 | I | The Dean Allara Family Legacy Trust dtd December 20, 2021 (4) | |||
Class A Units | (7) | (7) | (7) | Class A Common Stock | 558,632 | 558,632 | I | By Rockridge Investments, LLC (5) | |||||||
Class A Units | (7) | 01/01/2022 | J(2)(6) | 5,581,232 | (7) | (7) | Class A Common Stock | 5,581,232 | $ 24.97 | 5,996,333 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Allara Dean 111 EAST SEGO LILY DRIVE, SUITE 400 SANDY, UT 84070 |
X | See Remarks |
/s/ Matthew Grant, as attorney-in-fact | 01/04/2022 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents an award of restricted Class A Common Stock which will vest in three equal annual installments, with the first such annual installment vesting on January 1, 2025, subject to the Reporting Person's continued service with the Issuer through each vesting date. |
(2) | Represents securities distributed by Bridge Founders Group, LLC to its members. |
(3) | The Reporting Person is the Trustee of the Stacey Allara Family Legacy Trust dtd December 20, 2021 and may be deemed to be the beneficial owner of these securities. |
(4) | The Reporting Person is the Trustee of the Dean Allara Family Legacy Trust dtd December 20, 2021 and may be deemed to be the beneficial owner of these securities. |
(5) | The Reporting Person is the manager of Rockridge Investments, LLC and may be deemed to be the beneficial owner of these securities. |
(6) | Represents securities issued in connection with the redemption of equity interests in entities affiliated with the Issuer |
(7) | The Class A Units in Bridge Investment Group Holdings LLC may be redeemed by the Reporting Person at any time for shares of Class A Common Stock on a 1-to-1 basis. |
Remarks: Vice Chairman and Head of Client Solutions Group |